If your firm has received or held client money, either on or after 1 January 2004, you’re required to comply with the Client Money Regulations; a fundamental part of which involves conducting an annual review to monitor your compliance. Indeed, the annual return specifically asks if such a review has been undertaken.

Our client money compliancereview will examine your firm’s procedures for dealing with clients’ money, by way of checking that the operation of your client money accounts comply with the regulations of the relevant regulatory body.

Call 0800 2800 433 for more details or to arrange a review

Why choose SWATUK to undertake the review?

• We are recognised by both the ACCA and ICAEW as a reputable provider of external reviews, meaning you can be confident that we will review your procedures fully in accordance with the professional standards, ensuring you’re not left exposed in the event of a visit.

• Following your review, you’ll be provided with a comprehensive written report within 2 weeks , detailing our findings as well as any action points and/or recommendations arising from the review, at no extra charge.

• During the review, we’ll endeavour to identify ways to help your practice run more efficiently, help to cut down on unnecessary time and costs, and therefore improve your profitability.

• Our in-house team of technical consultants have vast and valuable experience gained from working in practice and visiting many client firms.

How much does a client money compliance review cost?

Our Client Money Compliance Review is priced from £1030 + VAT per on-site day (or £927 + VAT for SWATUK Full Member firms) plus expenses, and don’t forget, this price includes the production of a detailed written report, following the review.