Client Money Reviews

If your firm has received or held client money, either on or after 1 January 2004, you’re required to comply with the Client Money Regulations; a fundamental part of which involves conducting an annual review to monitor your compliance. Indeed, the annual return specifically asks if such a review has been undertaken.

Our client money compliancereview will examine your firm’s procedures for dealing with clients’ money, by way of checking that the operation of your client money accounts comply with the regulations of the relevant regulatory body.

As part of your review, you'll also be provided with a FREE written report, outlining our findings and recommendations.

Our Client Money Compliance Reviews are priced from £1170* (outside of London) and £1390* (in London) per on-site day. (SWAT UK Full Member firms can enjoy a 10% discount on these rates).

Why choose SWAT UK to undertake the review?

• Following your review, you’ll be provided with a comprehensive written report within 2 weeks , detailing our findings as well as any action points and/or recommendations arising from the review, at no extra charge.
• During the review, we’ll endeavour to identify ways to help your practice run more efficiently, help to cut down on unnecessary time and costs, and therefore improve your profitability.
• Our in-house team of technical consultants have vast and valuable experience gained from working in practice and visiting many client firms.

*Prices quoted exclude VAT and expenses and are valid until 31 December 2013. Prices quoted are for a “standard” visit. The cost of some reviews may be higher. Call us on 0845 450 5555 for details.