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Compliance - File Reviews and Consultancy

SWATuk Publications

Anti Money Laundering Training and Support

Audit File Reviews

Tax File Reviews and Consultancy

Support with Practice / Quality Assurance

Client Money Compliance Reviews

Bring all your training and compliance together for a fixed monthly fee with Full Membership from SWATuk

Our range of compliance reviews and consultancy can help to ensure you remain compliant, whilst helping to identify any areas in which to cust costs and save time, helping to improve your efficiencies and profitability.

More compliance

Postal / Electronic File Reviews Insolvency Compliance Reviews
Accounts File Reviews

Investment Business Compliance Reviews

Technical Queries covering: 

Tax Technical Queries through IRIS Professional Tax Practice

 
  • Auditing
  • Financial Reporting
  • Anti Money Laundering
  • Company Law
  • Ethical Matters
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    "Four years ago, we were aware that the standard of our audit work was in need of some improvement and achieving that was going to require some external input. Our response to this was to join SWATUK Limited to use as a training provider and for cold file reviews. At the same time we also adopted PCAS and began developing our own procedures manuals using the SWATUK templates as the primary source.

    Following a recent monitoring visit....we have not only been informed that our auditing standards are satisfactory, but we have also been awarded the ACCA Quality Checked Seal.

    The input of SWATUK has been a significant factor in gaining this achievement and we would like to extend our sincere thanks to you for all you have done. "

    Andrew Ponting and Andrew Trowbridge 
    DBH Chartered Certified Accountants
     

     
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